Does your company sponsor a

“brokerage window” to allow 401(k) investors to buy funds outside the plan lineup?

• Yes – 6.3%

• No – 93.8%

Does your company provide

counsel to its employees regarding 401(k) options?

• Yes – 66.7%

• No – 33.3%

How many investment options does your 401(k) plan have?

• 1 to 6 – 1622.2%

• 7 to 12– 71216.7%

• 13 to 1– 131827.8%

• More than 18 – 1811.1%

• Not applicable – 22.2%

Do you offer employees a 401(k) plan?

• Yes – 70%

• No – 30%