Updated July 30 at 11:23pm

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Stock Brokerage Firms
(ranked by number of local brokers)
2014 rankLocal stock brokerage
Manager
Website
No. of local brokers
No. of local employees
Full service or discount
Year founded
1Fidelity Investments
100 Salem St.
Smithfield, R.I. 02917
(401) 292-5000
Abigail P. Johnson, president and CEO, Edward C. Johnson 3d, chairman, Abby Johnson, president and CEO
fidelity.com
1,311
3,900
Full service
1946
2Merrill Lynch
1 Citizens Plaza, Suite 1000
Providence, R.I. 02903
(401) 863-8600 Fax: (401) 863-8718
Gary Hernandez, complex director
ml.com
76
107
Full service
1921
3MML Investors
125 Metro Center Blvd.
Warwick, R.I. 02886
(401) 463-1300 Fax: (401) 463-1321
Timothy M. Ludwig
www.massmutual.com
70
81
Full service
1981
4Morgan Stanley
1 Financial Plaza, 19th Floor
Providence, R.I. 02903
(401) 863-8400 Fax: (401) 863-8420
Bernardo F. Duque, first vice president – wealth management and Providence branch manager
www.morganstanley.com
40
64
Full service
1935
5UBS Wealth Management
500 Exchange St., Suite 1210
Providence, R.I. 02903
(401) 455-6700 Fax: (401) 274-3672
Craig Tomasino, branch manager
ubs.com
28
48
Full service
1879