Updated December 8 at 4:08pm

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Stock Brokerage Firms
(ranked by number of local brokers)
2016
rank
Local stock brokerage Website
Manager
Address
Phone
No. of local brokers
No. of local employees
Full service or discount
Year founded
1
2015: 1
Fidelity Investments fidelity.com
Abigail P. Johnson
100 Salem St.
Smithfield, R.I. 02917
(401) 292-5000
1,234
4,000
Full service
1946
2
2015: 2
Merrill Lynch ml.com
Gary Hernandez, complex director
1 Citizens Plaza, Suite 1000
Providence, R.I. 02903
(401) 863-8600
76
107
Full service
1921
3
2015: 5
UBS Wealth Management ubs.com
Craig Tomasino, branch manager
500 Exchange St., Suite 1210
Providence, R.I. 02903
(401) 455-6700
30
43
Full service
1879
4
2015: 6
Wells Fargo Advisors wellsfargoadvisors.com
Vicki Troia, complex administrative manager
100 Westminster St., Suite 1600
Providence, R.I. 02903
(401) 459-6800
22 1
57
Full service
1985
5
2015: 8
Janney Montgomery Scott LLC janneyprovidence.com
Steven A. Pitassi, vice president and manager
1 Turks Head Place, Suite 700
Providence, R.I. 02903
(401) 274-8600
16
27
Full service
1832