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Stock Brokerage Firms
(ranked by number of local brokers)
2013 rank2012 rankLocal stock brokerage
Manager
Website
No. of local brokers
No. of local employees
Full service or discount
Year founded
12MML Investors
125 Metro Center Blvd.
Warwick, R.I. 02886
(401) 463-1300 Fax: (401) 463-1321
Timothy M. Ludwig
www.massmutual.com
95
80 1
Full service
1981
21Merrill Lynch
1 Citizens Plaza, Suite 1000
Providence, R.I. 02903
(401) 863-8600 Fax: (401) 863-8718
Gary Hernandez, complex director
ml.com
76
111
Full service
1921
33Morgan Stanley Wealth Management
1 Financial Plaza, 19th Floor
Providence, R.I. 02903
(401) 863-8400 Fax: (401) 863-8420
William Drew, senior vice president - wealth management, Providence branch manager
www.morganstanley.com
50
79
Full service
1935
44Wells Fargo Advisors
Suite 1600, 100 Westminster St.
Providence, R.I. 02903
(401) 459-6800 Fax: (401) 459-6898
Scott A. Orr, senior vice president, complex manager, Eric Romm
www.wellsfargoadvisors.com
30 2
61
Full service
1985
55UBS Wealth Management 3
1 Citizens Plaza, Suite 900
Providence, R.I. 02903
(401) 455-6700 Fax: (401) 274-3672
Hal P Newman, complex director
www.ubs.com
28
70
Full service
1879
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