Updated February 9 at 9:09pm

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Stock Brokerage Firms
(ranked by number of local brokers)
2015
rank
Local stock brokerage Website
Manager
Address
Phone
No. of local brokers
No. of local employees
Full service or discount
Year founded
1
2014: 1
Fidelity Investments fidelity.com
Abigail P. Johnson, president and CEO
100 Salem St.
Smithfield, R.I. 02917
(401) 292-5000
1,232
3,900
Full service
1946
2
2014: 2
Merrill Lynch ml.com
Gary Hernandez, complex director
1 Citizens Plaza, Suite 1000
Providence, R.I. 02903
(401) 863-8600
76
107
Full service
1921
3
2014: 3
MML Investors massmutual.com
Timothy M. Ludwig, general agent
125 Metro Center Blvd.
Warwick, R.I. 02886
(401) 463-1300
70
81
Full service
1981
4
2014: 4
Morgan Stanley morganstanley.com
Bernardo F. Duque, first vice president – wealth management
1 Financial Plaza, 19th Floor
Providence, R.I. 02903
(401) 863-8400
45
70
Full service
1935
5
2014: 5
UBS Wealth Management ubs.com
Craig Tomasino, branch manager
500 Exchange St., Suite 1210
Providence, R.I. 02903
(401) 455-6700
24
38
Full service
1879