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Stock Brokerage Firms
(ranked by number of local brokers)
2014 rankLocal stock brokerage
Manager
Website
No. of local brokers
No. of local employees
Full service or discount
Year founded
1Fidelity Investments
100 Salem St.
Smithfield, R.I. 02917
(401) 292-5000
Abigail P. Johnson
www.fidelity.com
1,311
3,750
Full service
1946
2Merrill Lynch
1 Citizens Plaza, Suite 1000
Providence, R.I. 02903
(401) 863-8600 Fax: (401) 863-8718
Gary Hernandez, complex director
ml.com
76
107
Full service
1921
3MML Investors
125 Metro Center Blvd.
Warwick, R.I. 02886
(401) 463-1300 Fax: (401) 463-1321
Timothy M. Ludwig
www.massmutual.com
70
81
Full service
1981
4Morgan Stanley
1 Financial Plaza, 19th Floor
Providence, R.I. 02903
(401) 863-8400 Fax: (401) 863-8420
Bernardo F. Duque, first vice president – wealth management and Providence branch manager
www.morganstanley.com
40
64
Full service
1935
5UBS Wealth Management 1
1 Citizens Plaza, Suite 900
Providence, R.I. 02903
(401) 455-6700 Fax: (401) 274-3672
Craig Tomasino, branch manager
www.ubs.com
28
48
Full service
1879
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PBN's annual Book of Lists has been an essential resource for the local business community for almost 30 years. The Book of Lists features a wealth of company rankings from a variety of fields and industries, including banking, health care, real estate, law, hospitality, education, not-for-profits, technology and many more.
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