Updated December 9 at 4:09pm

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Wealth Managers
(ranked by total assets under local management)
2016
rank
Company Website
Principal(s)
Address
Phone
Assets under management
No. of accounts
Services offered
Additional offices
No. of local employees
Year founded
1
2015: 1
Merrill Lynch Wealth Management ml.com
Gary Hernandez
1 Citizens Plaza, Suite 1000
Providence, R.I. 02903
(401) 863-8600
$7,300,000,000
NA
Financial solutions for individuals and business owners
Providence and Taunton
NA
1914
2
2015: 3
Washington Trust Wealth Management washtrustwealth.com
Mark K. Gim, executive vice president, wealth management and treasurer
23 Broad St.
Westerly, R.I. 02891
(401) 348-1308
$5,956,000,000
9,000
401(k) advisory services, insurance, investment management, philanthropic strategies, special needs trusts, estate services
Narragansett, Providence, Westerly
92
1902
3
2015: 4
UBS Wealth Management ubs.com
Craig Tomasino, branch manager
500 Exchange St., Suite 1210
Providence, R.I. 02903
(401) 455-6700
$4,500,000,000
NA
Solutions through financial advisers who deliver a set of products and services
Newport
43
1879
4
2015: 7
Oppenheimer & Co. Inc. opco.com
Stephen Connaughton, branch manager and executive director of investments
1 Financial Plaza, Suite 2110
Providence, R.I. 02903
(401) 331-1932
$2,000,000,000
3,000
Asset management, brokerage, insurance, trust and estate services, retirement services
NA
25
1881
5
2015: 5
Baystate Financial baystatefinancial.com
David C. Porter, managing partner
401 Wampanoag Trail
East Providence, R.I. 02915
(401) 432-8836
$2,000,000,000
6,350
Estate and business planning, fee-based financial planning, wealth management,
13
67
1901